Account Type Reference
Account Application and Transfer Form
Account Supplemental Forms
| Form | Action |
|---|---|
| Beneficial Ownership Certification | Download |
| Beneficiary IRA with Entity Supplemental Form | Download |
| Certification of Trusts | Download |
| Change Certification, Indemnity and Agreement | Download |
| Interested Party Authorization Form | Download |
| IRA Beneficiary Designation or Change Request | Download |
| Power of Attorney | Download |
| Rollover Designation Form | Download |
| Statement Family Form | Download |
| Transfer on Death | Download |
| Trusted Contact Person (TCP) | Download |
Account Agreements and Terms & Conditions
| Form | Action |
|---|---|
| Customer Account Agreement and Advisor Authorization | Download |
| Individual Retirement Custodial Account Agreement | Download |
| Inherited Individual Retirement Custodial Account Agreement | Download |
| Inherited Roth Individual Retirement Account Agreement | Download |
| Roth Individual Retirement Custodial Account Agreement | Download |
| Simple Individual Retirement Custodial Account Agreement | Download |
| Margin Agreement | Download |
| Simple IRA Employee Plan | Download |
| Simplified Employee Pension (SEP) Plan | Download |
| Insured Deposit Program Terms & Conditions | Download |
Contribution / Distribution Forms
| Form | Action |
|---|---|
| Advisor Authorization for Contributions | Download |
| Advisor Authorization for Distributions | Download |
| Beneficiary Distribution Request | Download |
| Custody Only Qualified Plan Distribution Request | Download |
| EZ IRA Distribution Request | Download |
| Distribution Options for Inherited IRAs | Download |
| IRA Distribution Request | Download |
| IRA Systematic and One-Time ACH Contribution Request | Download |
| Non-Retirement Account Distribution Request | Download |
| Non-Retirement Account One-Time ACH Deposit Request | Download |
| Non-Retirement Account Systematic Contribution/Distribution Request | Download |
| Qualified Plan Account Distribution Request | Download |
| Qualified Plan Systematic and One-Time ACH Contribution Request | Download |
Solo 401(k) Forms and Documents
Other Forms and Documents
| Form | Action |
|---|---|
| Change of Address | Download |
| Checking Account Application | Download |
| Getting to Know Your Custodian | Download |
| IRS Approval Letter | Download |
| IRS Contribution Limits and Benefits | Download |
| State Tax Withholding Information | Download |
| Electronic Delivery Change/Opt-Out Request Form | Download |
| Third-Party Export Request | Download |
For Additional Support
Call us at 866-776-0218 or complete a request for more information.