Going Independent

We specialize in helping breakaway brokers and advisors wanting to make a change. With E*TRADE Advisor Services, it’s never been easier to go independent, join an existing firm or sell your practice.

Neil Rogers, Relationship Manager
Benefits of Independence
Become an Independent RIA
Join an Existing Firm
Sell Your Practice
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Become an Independent RIA

If you’re a successful advisor ready to go independent, E*TRADE Advisor Services can help you realize your full potential. We know that going out on your own can be a daunting task, which is why we provide you with the support tools you need to make a successful transition. With E*TRADE Advisor Services, you get:

  • A simple RIA conversion process so you can get up and running quickly
  • Customized branding of statements, a mobile portfolio monitoring app and a client portal
  • A powerful platform that simplifies asset custody, trade clearing, performance reporting, client billing, model-level trading and much more
  • Personal support from your dedicated Relationship Manager
independent ria
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Join an Existing Firm

Running your own business can be a complete life change, and a potentially risky one. But there is an alternative option, other than staying chained to a large wirehouse.

Many advisors now opt to partner with a firm that specializes in providing a home for RIAs. You can offload the operational, compliance and accounting processes on the company, while still enjoying the freedom of running your business your way.

E*TRADE Advisor Services can help put you in touch with a partner who is well-suited to your particular needs and goals. Explore Our RIA Partners page to see which firms we currently work with.

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Sell Your Practice

If you’ve developed a strong client base, but are looking to move on to a different career path or retire, E*TRADE Advisor Services can help you make that transition while providing the best support for your clients.

We have strong relationships with a number of firms that specialize in growing through acquisitions. We can connect you to the right firm so that you can feel confident your clients are being taken care of and can sell your practice on your own terms.

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