Steve Nasalroad is the Operations Site Leader at E*TRADE Advisor Services (f.k.a. TCA) with more than 23 years of experience in financial services. Steve is responsible for ensuring effective operational and regulatory efficiency within the business. His team is responsible for managing large, complex projects to ensure the timely delivery of new products and services for the customer. Before accepting his strategic role in operations, he led the Internal Audit area and worked closely with the Board of Directors and Audit Committee in the strategic planning related to audit and other various regulatory matters facing our industry.
Prior to joining E*TRADE Advisor Services in April 2015, Steve was in an operational compliance role as the regional vice president of North America Compliance with Western Union for 10 years. Prior to that role, he worked at Janus Capital Management.
Steve is a frequent industry speaker on fraud prevention, money laundering, and risk management while leveraging technology to gain operational efficiency. A native of Colorado, he earned a bachelor’s degree from Mesa State University.